The Ghetto and the Prison

Loic Wacquant, Untitled Essay, in Race, Incarceration, and American Values 57 (Glenn Loury, ed.,  2008).

If there is a single issue that ought to dominate all others in scholarship about race, it should be the hyperincarceration of black men.   And if I had to recommend one piece of scholarship on this issue to read, it would be a recently published essay by Loic Wacquant.  Wacquant contributed this essay (which has no title) to a slim and elegant volume edited by Glenn Loury.  Wacquant’s short contribution is more than just provocative; it is a bit mind blowing, for reasons that I will explain.  The essay draws on a decade’s worth of work by Wacquant, synthesized here into seven short pages.  I am happy to note that, owing to Loury’s visibility, both the issue and Wacquant’s contribution now are finally likely to get the attention they deserve.

Wacquant sets out his argument in four steps.  First, Wacquant argues that hyperincarceration targets a very specific population by race and class:  poor black men in the crumbling ghetto.   Several commentators have suggested that the spike in incarceration rates can be attributed to a general increase in crime and punishment. Using available statistics, Wacquant demonstrates that we are imprisoning more people even controlling for the crime rate; the number of convictions per 10,000 “index crimes” has quintupled, from 21 in 1975 to 106 in 1999.  Moreover, these new convictions are of black men: the predominant race of prisoners has flipped, from 70% white just after World War II to the current rate of 70% non-white.

Second, Wacquant links these statistical changes to the collapse of the segregated ghetto.  Wacquant notes that both the advent of hyperincarceration and the collapse of the ghetto began in the mid-1970s.  Wacquant traces the collapse of the ghetto to a number of social and economic factors, including the shift in the economy from manufacturing to services and white flight to the suburbs.  He then links, both temporally and structurally, the rise of the prison state to the collapse of the ghetto.

Third, and most provocatively, Wacquant proposes that the prison is “an instrument of ethno-racial control,” designed to contain the population coming from the collapse of the ghetto.  In particular, Wacquant argues that the prison has replaced the ghetto as the distinctively modern apparatus of social control.   Where the ghetto marked poor black men merely as destitute and therefore unworthy to participate in social or economic life, the prison now marks them as dangerous and deviant, as a way to justify their exclusion.

Finally, Wacquant argues for a move to common ground as the appropriate political response.  Dismantle prisons because they cost the state too much to run, particularly during this time of strained budgets.  Dismantle prisons because they are self-reinforcing; by taking black men out of neighborhood networks, incarceration aggravates the very problem it is supposed to remedy.

I found Wacquant’s third argument–that prisons are meant to replace the ghetto as a means of social control–to be the most provocative.  But Wacquant is appropriately subtle.   This is not a conspiracy-theory story, nor is it a neo-slavery story.  Although the ghetto was a state created phenomenon (via Jim Crow and zoning laws), the collapse of the ghetto is not state-generated.  At the same time, Wacquant holds the state fully accountable for its response to collapse—the creation of an alternative ghetto to segregate and contain the city’s population of poor black men.

I am most impressed by Wacquant’s brilliant exposition of the complicated relationship between race and class.  Indeed, I chose the piece precisely for this reason.  Wacquant is at his most persuasive when he documents that hyperincarceration targets poor black men.   Indeed, as he points out, the likelihood that black men with some college education would serve time at any point in their lives actually has decreased.   But the city’s poor black men have been left to fend for themselves in the face of an ever-shrinking social safety net, as welfare has become workfare, and now prisonfare.

In Wacquant’s account, the city’ unskilled marginal populations are funneled through the gauntlet of the informal, deregulated job market and the shrinking social welfare state.  Those who fail to make it through this maze intact are warehoused in the remnants of the ghetto and now, increasingly, in “the penitentiaries that have becomes its direct satellites.”

Lani Guinier and Gerald Torres have written about the way in which our most marginal populations serve as the miner’s canary with regard to larger structural arrangements that affect us all.  In this period of economic collapse, where more of the country’s population now faces insecure work and a deregulated informal economy, we would do well to heed Wacquant’s call for alternative strategies to the penal state.

Cite as: Daria Roithmayr, The Ghetto and the Prison, JOTWELL (November 12, 2010) (reviewing Loic Wacquant, Untitled Essay, in Race, Incarceration, and American Values 57 (Glenn Loury, ed.,  2008)),

1 comment
  1. 1
    On November 12, 2010 at 5:23 pm, Daria Roithmayr said:

    So after publication, I received this email from Loic Wacquant, which he graciously agreed to allow me to edit slightly and to post as a comment. In future, I will fish more carefully!:

    Dear Daria:


    I’m pleased [the essay] caught your notice, and to discover Jotwell on this occasion. But I think you’ve caught the wrong fish: there is a more extended and better argued version of this argument (with a title) in the August issue of DAEDALUS.

    Here is the brief history of this untitled essay: I wrote a much longer piece, under the title “Racial Stigma in the Making of America’s Punitive State,” which, unbeknownst to me, the editors of the volume chopped off into this abbreviated untitled response (due to editorial miscommunication, I thought the short response was going to appear in the BOSTON REVIEW and the full response in the book). Out of frustration, I reworked and extended the argument, building a bridge between my two books PUNISHING THE POOR (Duke UP, 2009, the workfare/prison nexus) and DEADLY SYMBIOSIS (in press with Polity Press, on the hyperghetto/prison nexus), developing the critique of the confusing notion of “mass incarceration,” clarifying the argument about class and the collapse of the ghetto, and drawing out the policy consequences of my model. The extended and revised piece is the attached essay “Class, Race and Hyperincarceration in Revanchist America” which appeared in the thematic issue of DAEDALUS on “Mass Incarceration” (a misnomer). [Link omitted]

    Another twist: a different version of the initial essay (with new extensions, including a comparison of the media hoopla around the arrest of Professor Gates in July 2010 and the gruesome police killing of Bernard Monroe in February 2010, which went nearly unnoticed) will soon be the topic of a symposium in the new journal RACE AND JUSTICE.

    You will find a more elaborate discussion of how the prison latches onto the hyperghetto (rather than “replaces the ghetto as a means of social control” in “Deadly Symbiosis” (attached) and in “The Prison as Surrogate Ghetto” (chapter 6 of PUNISHING THE POOR); of how hyperincarceration remakes race in “Race as Civic Felony” (attached); and, more so, in the forthcoming book DEADLY SYMBOSIS: RACE AND THE RISE OF THE PENAL STATE.


    Loïc Wacquant
    Professor, University of California, Berkeley
    Chercheur, Centre de sociologie européenne, Paris